SEC Enforcement & FCPA Compliance: The Current Landscape Self-Study Webinar
Overview
This information-packed self-study webinar will update you on recent trends in SEC enforcement, address the scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
AGENDA HIGHLIGHTS
• SEC Enforcement Update
– Actions and penalties
– Trends
– Artificial Intelligence
– Increased focus on ESG
– Crypto/digital asset offering
– New rulemaking
• Whistleblower Activity
– Trends and updates
– Protections
– Amendments
– Awards
– Recent corporate enforcement
• FCPA Refresher & Update
– Accounting provisions
– Books and records
– Internal controls
– Provisions violations
– Corporate enforcement
• ABC Enforcement Trends
– Current trends to watch
– Corporate FCPA enforcement
– Compliance in today's world
Speakers
SPEAKERS
Lauren McGuire, Senior Associate, Latham & Watkins
Alyssa Scotti, Senior Vice President – Risk Advisory, AlixPartners
Detailed Learning Objective
DETAILED LEARNING OBJECTIVES
• Identify recent organizational changes within the SEC Enforcement Division affecting leadership structure
• Recognize current priority focus areas in SEC enforcement actions as of 2024
• Explain the impact of the 2025 Executive Order on DOJ's FCPA enforcement authority
• Determine the most common risk factors and parties involved in FCPA violations
• Understand the requirements of the FCPA books and records provision for accurate financial reporting
• Describe key changes to the DOJ’s Corporate Whistleblower Awards Pilot Program in 2025
• Apply best practices for developing and maintaining an effective corporate compliance program
• Summarize the purpose and application of the DOJ’s Near Miss Policy under corporate enforcement guidelines
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