SEC Enforcement & FCPA Compliance: The Current Landscape | CPE Online

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SEC Enforcement & FCPA Compliance: The Current Landscape Webinar

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Available Formats:

Live Webinar

$69

CPE Credits: 1.5 Hours
Overview

This information-packed webinar will update you on recent trends in SEC enforcement, address the scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
 

AGENDA HIGHLIGHTS

•  SEC Enforcement Update
    – Actions and penalties
    – Trends
    – Artificial Intelligence
    – Increased focus on ESG
    – Crypto/digital asset offering
    – New rulemaking

•  Whistleblower Activity
    – Trends and updates
       – Protections
       – Amendments
       – Awards
    – Recent corporate enforcement

•  FCPA Refresher & Update
    – Accounting provisions
       – Books and records
       – Internal controls
    – Provisions violations
    – Corporate enforcement

•  ABC Enforcement Trends
    – Current trends to watch
    – Corporate FCPA enforcement
    – Compliance in today's world

Speakers

SPEAKERS

Lauren McGuire, Senior Associate, Latham & Watkins

Alyssa Scotti, Senior Vice President – Risk Advisory, AlixPartners
 

Available Formats:

Live Webinar

$69

CPE Credits: 1.5 Hours

This course is included in the following subscriptions:

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Prerequisite
None
Level of Knowledge
Update
CPE Credits
1.5 Hours
NASBA Field of Study
Accounting
Title
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