SEC Accounting & Reporting: A Two-Day Boot Camp Webinar
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Overview
This webinar is an ideal introduction to the SEC world and is an excellent refresher for the seasoned veteran. You will:
- Learn why, what and when companies must file reports and documents with the SEC
- Become familiar with the SEC's filing forms and rules
- See examples of filings and disclosures
- Understand the process as well as the reporting requirements for securities offerings
- Learn how to get answers to your questions
Objective
To provide you with a thorough overview of the SEC filing and financial reporting requirements and process from the accountant's perspective. You will get insight into the do's and don'ts when preparing your filings, dealing with the SEC staff and learning how to avail yourself of SEC reference materials.
Emphasis
- The SEC's Organizational Structure
- SEC Related Terminology
- Filings & Forms
– The Securities Act of 1933 Forms
– The Exchange Act of 1934 Forms - Regulations S-K & S-X
– Overview of a filing on form 10-K
– Regulation S-K
– SEC amends MD&A and other financial disclosure rules - The Securities Act of 1933—A Detailed Explanation of Forms & Filing Requirements
– Form S-1
– Form 10
– Jumpstart Our Business (JOBs) Startup Act - The Securities Act of 1934—A Detailed Explanation of Forms & Filing Requirements
– Form 10-K, including small reporting companies
– Annual report to shareholders
– Form 10-Q, including small reporting companies
– Form 8-K
– Proxy Statements - The SEC Comment Letter Process
- IPOs & Cheap Stock Issues
- Climate-related Disclosures for Investors
- Special Purpose Acquisition Companies (SPACs)
- Final Rule on Disclosures of Cybersecurity Risks
- Miscellaneous SEC Proposed Rules
Prerequisite
Basic knowledge of financial accounting and reporting
Level of Knowledge
Basic
CPE Credits
16
Hours
NASBA Field of Study
Accounting