SOX Insights & Innovations: An Industry Panel Discussion Webinar (1.5 Hours)

Overview: 

Moderated by a compliance and risk management expert, this program features a panel of industry practitioners who will provide valuable insight into today's hottest SOX topics. In this webinar, you will find solutions to your biggest SOX challenges, including:

  • Managing new rules and regulations
  • Internal and external audits
  • Automation and efficiency

    ...and more

 

Objective: 

Compliance and risk management experts will provide financial professionals with the latest SOX guidance for: automating SOX programs, managing internal controls, handling internal and external audits, implementing data analytics, and more.

MODERATOR:

Paige Woolery, Managing Director, Risk & Compliance, Accenture

PANELISTS:

Shed Abbas, Director, Risk Management & Internal Audit, Chevron

Michael Arnold, Director, Alphabet Internal Controls & SOX Compliance, Google

Jessica Gidney, Director, Risk Management & Internal Audit, Bioventus

Andrew Rhoades, Director, Alphabet Internal Controls & SOX Compliance, SAP

Greg Thomas, SVP, Head of Internal Audit, Wyndham Hotels & Resorts

Emphasis: 
  • Implementing Tools
  • Increased Regulation
    – Rotation requirements
  • Automation of Process & Controls
    – Enterprise risk management
    – Internal controls
    – Testing
  • Implementing Data Analytics
    – Guidance factors
    – Scoping
  • Working with External Auditors
    – Communication
    – Resource models
    – Transition
    – Journal entries
  • IT Control Activities
    – Bots in control testing
    – Obtaining data points
  • Third Party Risk Management
  • Cybersecurity
  • ESG Compliance

 

Bottom
Prerequisite: 

None.

Preparation: 

No advance preparation required.

Level of Knowledge: 

Update.

CPE Credit: 
1.50
NASBA Field of Study: 
Accounting