Overview:
This roundtable discussion, led by Big 4 leaders and industry experts, will cover lessons learned and leading practices related to common challenges in the SOX program life cycle, including:
- Risk assessment
- Control selection and design
- Controls related to significant unusual transactions
- Information Used in Controls (IUC)
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The use of technology to modernize the SOX program
Objective:
Big 4 leaders and industry experts will give financial professionals insights and proven best practices for meeting the common challenges of the SOX program life cycle.
Emphasis:
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Common Challenges Organizations Face in the SOX Program Life Cycle
– Information technology controls
– Automation and workflow tools
– Creating a culture of
accountability - Lessons Learned & Leading Practices that Organizations Have Successfully Implemented
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The Future of ICFR Programs, including How SOX Programs Are Being Adapted to the COVID-19 Environment
