SEC Enforcement & FCPA Compliance: The Current Landscape Webinar (1.5 Hours)

This information-packed webinar will update you on recent trends in SEC enforcement, address the Scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
 

AGENDA HIGHLIGHTS

•  SEC Enforcement Update
   – Actions and penalties
   – Trends
   – Material misstatements related to ESG
   – Actions and penalties
   – Divisions of Examinations focus area

•   Whistleblower Activity
   – Trends and updates
      – Protections
      – Amendments
      – Awards

•  FCPA Refresher & Update
   – Accounting provisions
      – Books and records
      – Internal controls
   – Provisions violations

•  Post-COVID Enforcement Trends
   – AML compliance
   – Data analytics
   – New legislation
   – Increased information sharing
   – Corporate Culture and cooperation
   – Ephemeral messaging
   – FCPA risk areas
   – Individual accountability

•  Compliance in a Post-COVID World

LEARNING OBJECTIVE  To ensure that financial professionals are up to speed on the current environment in SEC and DOJ enforcement,
and best practices for accounting and reporting compliance.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.    NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.