SEC Enforcement & FCPA Compliance: The Current Landscape Webinar (1 Hour)

This information-packed webinar will update you on recent trends in SEC enforcement, address the scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
 

AGENDA HIGHLIGHTS

•  SEC Enforcement Update
   – Actions and penalties
   – Trends
   – Artificial Intelligence
   – Increased focus on ESG
   – Crypto/digital asset offering
   – New rulemaking

•   Whistleblower Activity
   – Trends and updates
      – Protections
      – Amendments
      – Awards
   – Recent corporate enforcement

•  FCPA Refresher & Update
   – Accounting provisions
      – Books and records
      – Internal controls
   – Provisions violations
   – Corporate enforcement

•  ABC Enforcement Trends
   – Current trends to watch
   – Corporate FCPA enforcement
   – Compliance in today's world

LEARNING OBJECTIVE  To ensure that financial professionals are up to speed on the current environment in SEC and DOJ enforcement,
and best practices for accounting and reporting compliance.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.    NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.