SEC Enforcement & FCPA Compliance: The Current Landscape Webinar (1 Hour)

This information-packed webinar will update you on recent trends in SEC enforcement, address the Scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
 

AGENDA HIGHLIGHTS

•  Fraud 101
   – COVID-era enforcement

•   Fraud Focus Areas
   – Healthcare
      – CARES Act fraud
   – Cryptocurrencies
   – Environmental, Social and Governance (ESG)
      – Reporting and oversight
      – Frameworks and review
      – Potential frauds
   – FCPA
      – Internal controls
      – Commercial bribery
   – Vendor fraud
   – Sales channel fraud (discounts and margins)

•  Whistleblower Activity
   – Updates and tip trends

•  Compliance: Pandemic Impact
   – Remote work/auditing
   – Resourcing
   – Reporting internal controls
   – Updated DOJ compliance guidance
   – Data analytics

•  Fraud Triangle (Opportunity, Pressure, Rationalization)

•  SEC Enforcement Actions & Penalties

LEARNING OBJECTIVE  To ensure that financial professionals are up to speed on the current environment in SEC and DOJ enforcement,
and best practices for accounting and reporting compliance.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.    NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.