SEC Enforcement & FCPA Compliance: The Current Landscape Webinar (1 Hour)

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Qualifies for Year-Long Passes!

SEC Enforcement & FCPA Compliance: The Current Landscape Webinar (1 Hour)

CPE Credit: 1 Hours

Price: $99.00

NASBA Field of Study: Accounting

 

Overview

This information-packed webinar will update you on recent trends in SEC enforcement, address the Scrutiny of Internal Controls over Financial Reporting (ICFR), and help you gain a deep understanding of leading practices in FCPA compliance.
 

AGENDA HIGHLIGHTS


•  SEC, DOJ & Other Enforcers

•  Financial Fraud

•  SEC Enforcement Actions, Penalties & Trends

•  Sources of SEC Investigations (Division Referrals, Public Information, Self-Reporting, etc.)

•  SEC Data Analytics Tools

•  Financial Reporting & Audit Task Force

•  Chronology of SEC Investigation Process

•  Whistleblower Program Rules, Update & Activity
   – Post-Dodd-Frank
   – Bounty provision rules
   – Balancing Whistleblower rights with protection of company

•  FCPA & Anti-Corruption in Focus
   – Criminal and civil penalties
   – Recent FCPA enforcement trends
   – High-Risk Areas
      – High corruption index countries
      –Financial statement accounts

•  What Should You be Doing Now?

•  Importance of a Strong Corporate Governance, Internal Controls & Compliance System

•  Best Practices: Proactive & Reactive

•  Recent Accounting & Reporting Case Examples

 

LEARNING OBJECTIVE  To ensure that financial professionals are up to speed on the current environment in SEC and DOJ enforcement,
and best practices for accounting and reporting compliance.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.    NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.

Speakers

SPEAKER


Jerry Norton, Lead Security Specialist, The Walt Disney Company

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