SEC Enforcement: An Update on the Latest Issues & Best Ways to Handle Them Webinar (1.5 Hours)

In this webinar taken from our SEC Conference, you will discover the latest issues that the SEC is targeting, what factors trigger investigations and enforcement actions, and the possible outcomes.
 

AGENDA HIGHLIGHTS

•  SEC Leadership & Enforcement Highlights

•  Enforcement Process
   – Chronology
   – Investigations sources
   – Remedies in corporate cases

•  Current Trends & Developments
   – Recent priorities
      – Extensive rulemaking
      – Wide-ranging enforcement
   – Accountability
   – Earnings management
   – Non-GAAP Measures
   – Internal Controls
   – Insider trading
   – ESG
   – Cybersecurity
   – Clawbacks
   – Retaliation

LEARNING OBJECTIVE  To update accountants and other financial professionals on the latest SEC enforcement issues, and show them
the best ways to avoid problems and handle SEC investigations.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.   NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.