SEC Enforcement: An Update on the Latest Issues & Best Ways to Handle Them Webinar (1.5 Hours)

In this webinar taken from our SEC Conference, you will discover the latest issues that the SEC is targeting, what factors trigger investigations and enforcement actions, and the possible outcomes.
 

AGENDA HIGHLIGHTS

•  SEC Enforcement History
   – SOX
   – Coordination with PCAOB
   – Use of Big Data in searches

•  Recent Trends & Developments
   – Emphasis on corporate responsibility
   – Monetary penalties
   – ESG
   – Potential accounting issues
   – SPACs
   – Russia/Ukraine related developments
   – Crypto/digital asset offerings
   – Cyber risks and related disclosures
   – Whistleblower incentives and protections

•  Financial Reporting Enforcement Trends
   – Accounting and auditing enforcement cases
   – Expanding scope of AAERs

•  Best Practices for Accounting & Reporting Compliance
   – Proactive
   – Reactive

•  Common Mistakes Public Companies Make in SEC Investigations

•  Whistleblower Program Update
 

LEARNING OBJECTIVE  To update accountants and other financial professionals on the latest SEC enforcement issues, and show them
the best ways to avoid problems and handle SEC investigations.

PREREQUISITE  None.    ADVANCE PREPARATION  None.    PROGRAM LEVEL  Update.   NASBA FIELD OF STUDY  Accounting.
DELIVERY METHOD  Group Internet-Based.