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Leader(s):

Prerequisite:

None.

Preparation:

No advance preparation required.

Level of Knowledge:

Overview.

CPE Credit:

8 Hours.

Other courses related to this topic:

MD&A & Market Risk Disclosure: A Hands-On Workshop
SOX 404 Compliance: A How-To Guide
Form 10-K: A Hands-On Workshop
2010 SEC Conference: An Accounting & Reporting Update for Public Companies
External Audit Procedures for SOX 404 Compliance
2010 Conference on SOX 404 Compliance & SEC Reporting
SEC Developments: An Update
XBRL: The New Language of Financial Reporting
SEC Accounting & Reporting
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Center for Professional Education
370 Reed Road, Suite 227
Broomall, PA 19008-4098
(610) 328-7086

Sarbanes-Oxley: A Complete Review & Update

The Sarbanes-Oxley Act may be the most important legislation affecting public companies and their auditors since the creation of the SEC. This seminar thoroughly covers all key aspects of the Act, including: Section 404 compliance...the formation, roles and responsibilities of the PCAOB...the impact of Auditing Standard No. 5 (AS5)...Audit Committee requirements...senior management penalties for Act violations...changes to company pension plans...rules of conduct for attorneys in SEC practice...changes in shareholder reporting...changes to SEC reviews of public company reports...increased protection for whistleblowers...and certification requirements under Sections 302 and 906.


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