Overview
In 2013, everyone involved with derivatives and swaps will have to deal with a dramatically increased level of oversight and regulation as new Dodd-Frank derivatives regulations go into effect.
These highly detailed regulations mandate a complex set of new documentation, central clearing, trading and margin requirements for both financial institutions and nonfinancial corporate end-users.
In this specialized conference, regulators and Dodd-Frank experts will show you and your company the best ways to successfully navigate your way through this maze of new derivative rules.
AGENDA HIGHLIGHTS
• Regulatory and legislative update
• In-depth review of Title VII of Dodd-Frank
• What you need to do to comply with the regulations
• International/cross-border considerations
• Futurization of swaps: economic and accounting implications
• Impact on hedge accounting
• ISDA documentation and the new protocol
• The central clearing requirement
• Regulatory incentives for corporates to consider clearing
• Practical application: getting set-up for clearing
• New Dodd-Frank trading and margin requirements
• Exemption for FX forwards and FX swaps
• Separate Breakout Sessions for corporates (nonfinancial end-users) and financial institutions
focusing on the unique implementation issues and best practices for each of these two groups
SAVE $240 when you take this Conference with either of the following
Conferences at The Ritz-Carlton, Tysons Corner in Washington, D.C.
SEC Conference 2013: An Accounting & Reporting Update for Public Companies
LEARNING OBJECTIVE To update financial professionals who deal with derivatives and swaps on the new Dodd-Frank derivatives
regulations and the best ways to comply with these new rules.
PREREQUISITE None. ADVANCE PREPARATION None. PROGRAM LEVEL Update. NASBA FIELD OF STUDY Accounting. DELIVERY METHOD Group-Live.
This program is also available via live webcast
Webcast - Derivatives Regulation Under Dodd-Frank Conference 2013: A Practical Guide for Corporates & Financial Institutions
Agenda
AGENDA
Deluxe Continental Breakfast & Registration
8:00 – 8:45 AM
Welcome & Opening Remarks
8:45 – 9:00 AM
Regulatory & Legislative Update
9:00 – 10:00 AM
Gain valuable insight into Dodd-Frank Title VII Derivatives Regulation. Hear directly from the regulators about the evolvement of the regulations, the current status and what can be expected in the future.
Break
10:00 – 10:15 AM
In-Depth Review of Title VII of Dodd-Frank
10:15 AM – 12:15 PM
• Key features of derivatives regulation under Dodd-Frank
• Entity classification and the scope of regulatory impact
• Qualifying for the end-user exception
• Understanding what you need to do to comply with the regulations
• Open regulatory issues
• International/cross-border considerations
• Futurization of swaps: economic and accounting implications
• Impact on hedge accounting
Luncheon
12:15 – 1:15 PM
ISDA Documentation & the New Protocol
1:15 – 2:15 PM
• Discuss documentation changes necessary to ensure compliance with Dodd-Frank
• Understand how documentation requirements will change transaction processes
• Identify potential future documentation changes driven by Dodd-Frank
Understanding the Clearing Process
2:15 – 3:45 PM
• Understanding the central clearing requirement
• How central clearing addresses regulatory objectives
• Regulatory incentives for corporations to consider clearing
• Practical application: getting set-up for clearing
• Trading requirements
• Margin requirements
• Key issues
– Exemption for FX forwards and FX swaps
– Treatment of inter-affiliate transactions
Break
3:45 – 4:00 PM
Breakout Sessions (Choose one)
4:00 – 5:00 PM
A panel will discuss the specific concerns and implementation issues of complying with Dodd-Frank regulations, allowing an opportunity for panelists and attendees to ask questions and share some best practices.
1. Corporate (Nonfinancial End-Users)
2. Financial Institutions
Conference Ends
5:00 PM
Speakers
SPEAKERS INCLUDE
Mike Ashby, Regulatory Advisory and Hedge Advisory Groups, Chatham Financial Corporation
Eileen Bannon, Partner, Holland & Knight
Helen Kane, President, Hedge Trackers, LLC
Clark Maxwell, Managing Director, Accounting Services, Chatham Financial Corporation
Jeffrey Steiner, Counsel, Gibson, Dunn & Crutcher, formerly special counsel with the Commodity Futures Trading Commission (CFTC)
Luke Zubrod, Director, Risk & Regulatory Advisory Services, Chatham Financial Corporation
Workshop
No results found.
Forum
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Location
The Ritz-Carlton, Tysons Corner
1700 Tysons Boulevard
McLean, VA 22102
(703) 506-4300
